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合规风险

网络compliance risks; Compliance Risk; Compliance and Liability Risk

合规风险

合规风险

合规风险

compliance risks

合规风险（Compliance Risks），根据新巴塞尔协议的定义，“合规风险”指的是：银行因未能遵循法律法规、监管要求、规则、 …

Compliance Risk

所谓合规风险（compliance risk），是指“银行因未能遵守法律、监管规定、规则、自律性组织制定的有关准则，以及适用于银 …

Compliance and Liability Risk

... Liability Risk &Insurance 责任风险与保险 Compliance and Liability Risk 合规风险 Public Liability Risk 公众承担风险 ...

ComplianceiRsk

...k)、操作风险(OperationalRisk)、合规风险(ComplianceiRsk)、名誉风险(ReputationaRisk)。

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Proactive stakeholder engagement , including with staff is also viewed as a means of averting compliance issues.

股东提前介入，包括员工，也是被视为转移合规风险的一个方法。

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the major procedures for identifying and managing compliance risk .

公司识别和管理合规风险的主要程序。

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other behaviors that may result in compliance risks .

其他可能引发合规风险的行为。

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monitoring identifying , evaluating and reporting compliance risks ;

实施合规风险监测，识别、评估和报告合规风险；

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Analysis and Exploration of the Compliance Risk Management Exercised by Commercial Banks

对商业银行实施合规风险管理的分析与探讨

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Research on Strategic Cognition and Compliance Risk Management of the Process-oriented Commercial Bank

流程银行的战略认知及合规风险管理研究

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