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自律监管

网络Self-regulation; self-supervision

自律监管

自律监管

自律监管

Self-regulation

按照交易所对会员进行监管的权源的不同，可以将交易所对会员的监管分为自律监管（Self-regulation）和他律监管两个部分。 …

self-supervision

　　（一）自律监管（self-supervision）　　在自律监管体制下，监管的责任由被监管微观金融机构所控制的组织（通常是行业协会） …

1

Compel the Wall Street self-regulator FINRA (Financial Industry Regulatory Authority ) to open its books and records .

迫使华尔街自律监管机构 ——美国金融业监管局（FinancialIndustryRegulatoryAuthority ，以下简称 FINRA ）公开账簿和记录。

2

Having self-regulatory function , the stock exchange performs public role, which justifies the governmental regulation on its operation.

证券交易所具有公共性，且承担自律监管职能，因此，需要政府的监管。

3

4

Measures in place include consumer education, licensing requirement for travel agents, and the travel industry 's self-regulatory regime .

有关措施包括消费者教育、旅行代理商发牌制度、行业的自律监管机制。

5

As we learn more from the lessons of current events , we will work with others in the profession to evaluate its self-regulatory mechanism .

我们从现在的事件中吸取了很多教训，我们将和业界同仁一起评估自律监管体制。

6

On the Interaction between the Securities Transaction System of Self -Regulation and that of Administrative Regulation

论证券交易所自律监管制度及其与行政监管的互动关系

7

Incompleteness of the law ; concentrated regulation ; Quasi-judicial powers; Self-regulation;

法律的不完备性；集中监管；准司法权；自律监管；

8

International Comparison of Futures Market Self -regulation System and Its Enlightenment to China

期货市场自律监管体系比较与借鉴

9

The Security Market Contain the Reflection of the Institutional Framework and the Arrangement of System Supervised by oneself

证券市场自律监管的组织结构反思与制度安排

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